Frequently Asked Questions
1. Why should I choose Roque Salinas Consulting for my compliance needs?
Roque Salinas Consulting offers a unique approach to compliance services by providing flat-fee solutions with no hourly billing or hidden charges. Roque Salinas brings over six years of experience with the Texas State Securities Board, where he conducted and assisted in over 300 regulatory examinations and earned the designation of certified fraud examiner.
He founded his consulting firm in 2020 to deliver straightforward, high-quality compliance support tailored to the specific needs of investment advisers. Our goal is to provide transparent, efficient, and stress-free compliance services, allowing you to focus on what matters most—your clients.
2. What specific compliance services do you offer to investment advisers?
We offer a comprehensive range of compliance consulting services, including regulatory filings, compliance program development, audit preparation, risk assessments, and ongoing support to ensure you stay compliant. Our experience in conducting examinations with the Texas State Securities Board allows us to help you navigate complex regulatory requirements with ease. Whether you need help with a specific compliance project or ongoing advisory support, we are here to simplify the process for you.
3. How does your flat-fee pricing model benefit my business?
Our flat-fee pricing model is designed to provide clarity and peace of mind. You’ll receive a fixed cost for our services upfront, so there are no surprises or additional charges down the line. This means no nickel-and-diming, no hourly rates—just straightforward compliance solutions at a predictable cost. We believe in building trust through transparency, so you can budget with confidence while receiving the expert compliance support your firm needs.
We also don't have long term contracts. Leave at anytime!